Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Neuberger Berman Europe Limited
FRN 442488
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (22 Aug 2007 to 31 Oct 2007)
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- CF26 Customer Trading (12 Feb 2004 to 28 Mar 2007)
- CF27 Investment Management (1 Dec 2001 to 1 Aug 2007)
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- CF27 Investment Management (22 Jan 2004 to 1 Aug 2007)
- CF26 Customer Trading (1 Dec 2001 to 28 Mar 2007)
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- CF27 Investment Management (22 Jan 2004 to 1 Aug 2007)
- CF26 Customer Trading (1 Dec 2001 to 28 Mar 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.