Udit Pal Garg

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealthfusion Limited

    FRN 914259

    • [FCA CF] Client dealing (since 1 Jan 2021)
    • SMF3 Executive Director (since 2 Mar 2020)
    • SMF16 Compliance Oversight (2 Mar 2020 to 29 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Mar 2020 to 29 Apr 2021)
  • Sun Global Investments Limited (no longer approved here)

    FRN 474277

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (29 Jun 2017 to 13 Sep 2019)
    • CF30 Customer (20 Jun 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.