Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 18 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Jan 2023)
    • [FCA CF] Manager of certification employee (since 19 Jan 2023)
    • [PRA CF] Managing a material risk taker (14 Jul 2025 to 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (21 Mar 2017 to 4 Jul 2018)
    • [FCA CF] Manager of certification employee (17 Oct 2016 to 8 Jan 2021)
    • [FCA CF] Client dealing (17 Oct 2016 to 27 Jan 2021)
    • CF30 Customer (6 Oct 2011 to 6 Mar 2016)
    • [PRA CF] Managing a material risk taker (since 18 Feb 2026)
    • [FCA CF] Manager of certification employee (since 18 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Jan 2023)
    • [PRA CF] Managing a material risk taker (14 Jul 2025 to 22 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 27 Jan 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 Jul 2011)
    • CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jan 2007 to 12 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.