Tze Min Gerald Foo

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Balyasny Asset Management (UK) LLP
FRN 403302
- [FCA CF] Client dealing (since 22 Mar 2021)
- CF30 Customer (9 Jan 2019 to 8 Dec 2019)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (17 Oct 2014 to 24 Dec 2018)
Market Securities LLP (no longer approved here)
FRN 519097
- (179)Employed By (14 Oct 2014 to 24 Dec 2018)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (11 Apr 2011 to 25 Sep 2012)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 11 Jan 2011)
- CF21 Investment Adviser (27 Oct 2005 to 31 Oct 2007)
- CF27 Investment Management (27 Oct 2005 to 31 Oct 2007)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (1 Dec 2001 to 27 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.