Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Jun 2024)
    • [FCA CF] Client dealing (since 24 Jun 2024)
  • W1M Wealth Management Limited (no longer approved here)

    FRN 120776

    • [FCA CF] Functions requiring qualifications (31 Mar 2023 to 26 Jan 2024)
    • [FCA CF] Client dealing (31 Mar 2023 to 26 Jan 2024)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • [FCA CF] Client dealing (31 Mar 2023 to 26 Jan 2024)
    • [FCA CF] Functions requiring qualifications (31 Mar 2023 to 26 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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