Tyler James Roche

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFU Mutual Select Investments Limited

    FRN 582519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (24 Feb 2022 to 30 Jun 2023)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (12 Jul 2021 to 28 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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