Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (22 Mar 2023 to 3 Apr 2024)
    • [FCA CF] Client dealing (7 Mar 2017 to 3 Apr 2024)
    • CF30 Customer (1 Oct 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2020)
    • CF30 Customer (1 Oct 2014 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (15 Sep 2011 to 3 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.