Tushar Morzaria

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Legal and General Assurance Society Limited
FRN 117659
- SMF7 Group Entity Senior Manager (since 27 May 2022)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- SMF2 Chief Finance (16 May 2016 to 9 Aug 2018)
- SMF3 Executive Director (16 May 2016 to 9 Aug 2018)
Rooftop Mortgages Limited (no longer approved here)
FRN 303059
- CF1 Director (4 Jul 2008 to 3 Sep 2009)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF1 Director (11 Jun 2008 to 3 Sep 2009)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF1 Director (29 Sep 2005 to 3 Sep 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.