Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Manager of certification employee (since 18 Jun 2025)
- [FCA CF] Significant management (since 15 Mar 2023)
- [PRA CF] Managing a material risk taker (since 10 Feb 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2019)
- [FCA CF] Client dealing (since 15 Feb 2017)
- [FCA CF] Manager of certification employee (15 Feb 2017 to 8 Oct 2018)
- CF21 Investment Adviser (28 Jan 2003 to 4 Jul 2006)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 18 Jun 2025)
- [FCA CF] Significant management (since 15 Mar 2023)
- [PRA CF] Managing a material risk taker (since 10 Feb 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2019)
- [FCA CF] Manager of certification employee (8 Mar 2024 to 9 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.