Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 18 Jun 2025)
    • [FCA CF] Significant management (since 15 Mar 2023)
    • [PRA CF] Managing a material risk taker (since 10 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2019)
    • [FCA CF] Client dealing (since 15 Feb 2017)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 8 Oct 2018)
    • CF21 Investment Adviser (28 Jan 2003 to 4 Jul 2006)
    • [FCA CF] Manager of certification employee (since 18 Jun 2025)
    • [FCA CF] Significant management (since 15 Mar 2023)
    • [PRA CF] Managing a material risk taker (since 10 Feb 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Jan 2019)
    • [FCA CF] Manager of certification employee (8 Mar 2024 to 9 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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