Trudie Christine Horwell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WOODS & WALLACE LTD
FRN 938485
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Mar 2022)
- Responsible for Insurance Distribution (since 30 Jun 2021)
- SMF16 Compliance Oversight (since 30 Jun 2021)
- [FCA CF] Significant management (since 30 Jun 2021)
- Responsibility for MCD Intermediation (since 30 Jun 2021)
- [FCA CF] Manager of certification employee (since 30 Jun 2021)
- [FCA CF] Material risk taker (since 30 Jun 2021)
- SMF3 Executive Director (since 30 Jun 2021)
- [FCA CF] Functions requiring qualifications (since 30 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Jun 2021 to 10 Jun 2021)
Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.