Troy Larry Rohrbaugh

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc

    FRN 155240

    • SMF7 Group Entity Senior Manager (since 22 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 22 Aug 2023)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF26 Customer Trading (12 Feb 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 30 Sep 2013)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (12 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.