Tristan William George

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
    • [FCA CF] Manager of certification employee (since 16 Oct 2024)
    • [FCA CF] Client dealing (since 16 Oct 2024)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (3 Feb 2011 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Oct 2002 to 11 Oct 2004)
  • Platform Securities LLP (no longer approved here)

    FRN 214206

    • CF30 Customer (4 Nov 2009 to 16 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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