Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Xentum Limited
FRN 912036
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 May 2024)
- [FCA CF] Client dealing (since 1 May 2024)
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- [FCA CF] Client dealing (20 Sep 2022 to 19 Apr 2024)
- [FCA CF] Functions requiring qualifications (20 Sep 2022 to 19 Apr 2024)
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- CF30 Customer (24 Jun 2020 to 17 Sep 2022)
- CF1 Director (AR) (24 Jun 2020 to 17 Sep 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2022)
- [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.