Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Xentum Limited

    FRN 912036

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 May 2024)
    • [FCA CF] Client dealing (since 1 May 2024)
  • INTELLIGENT PENSIONS LIMITED (no longer approved here)

    FRN 186250

    • [FCA CF] Client dealing (20 Sep 2022 to 19 Apr 2024)
    • [FCA CF] Functions requiring qualifications (20 Sep 2022 to 19 Apr 2024)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (24 Jun 2020 to 17 Sep 2022)
    • CF1 Director (AR) (24 Jun 2020 to 17 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2022)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

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