Tristan Phillip Laurence Rodgers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Newcore Capital Management Finance LLP (no longer approved here)

    FRN 582190

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Oct 2020)
    • SMF27 Partner (9 Dec 2019 to 10 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Oct 2020)
    • CF10 Compliance Oversight (10 May 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (23 Aug 2017 to 30 Sep 2018)
    • CF4 Partner (9 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (9 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.