Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 11 Oct 2023)
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 31 Jan 2019)
- [FCA CF] Manager of certification employee (since 30 Nov 2018)
- [FCA CF] Client dealing (since 23 Aug 2018)
- [FCA CF] Significant management (6 Sep 2022 to 8 Mar 2023)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 11 Oct 2023)
- [FCA CF] Manager of certification employee (since 29 Sep 2021)
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 31 Jan 2019)
- [FCA CF] Significant management (6 Sep 2022 to 8 Mar 2023)
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- [FCA CF] Client dealing (7 Mar 2016 to 4 Jun 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Jun 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 11 Jul 2018)
- CF30 Customer (23 Oct 2012 to 6 Mar 2016)
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- CF30 Customer (17 Apr 2008 to 2 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.