Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 11 Oct 2023)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Jan 2019)
    • [FCA CF] Manager of certification employee (since 30 Nov 2018)
    • [FCA CF] Client dealing (since 23 Aug 2018)
    • [FCA CF] Significant management (6 Sep 2022 to 8 Mar 2023)
    • [FCA CF] Significant management (since 11 Oct 2023)
    • [FCA CF] Manager of certification employee (since 29 Sep 2021)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Jan 2019)
    • [FCA CF] Significant management (6 Sep 2022 to 8 Mar 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 4 Jun 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Jun 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Jul 2018)
    • CF30 Customer (23 Oct 2012 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (17 Apr 2008 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.