Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 25 Sep 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (2 Oct 2020 to 30 Jun 2023)
    • [FCA CF] Client dealing (2 Oct 2020 to 30 Jun 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (13 Jul 2016 to 31 Dec 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Oct 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Oct 2020)
    • CF30 Customer (16 Dec 2010 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (18 Jun 2009 to 1 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.