Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (since 8 Nov 2024)
- [FCA CF] Manager of certification employee (since 8 Nov 2021)
- [FCA CF] Client dealing (since 16 Mar 2016)
- CF30 Customer (1 Nov 2007 to 23 Mar 2011)
- CF26 Customer Trading (29 Dec 2006 to 31 Oct 2007)
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- CF30 Customer (19 Nov 2014 to 30 Sep 2015)
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- CF30 Customer (8 Jun 2011 to 22 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.