Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (15 Jun 2018 to 7 Mar 2019)
    • [FCA CF] Client dealing (27 Jun 2017 to 25 Apr 2019)
    • [FCA CF] Material risk taker (27 Jun 2017 to 1 May 2025)
    • [FCA CF] Significant management (27 Jun 2017 to 1 Sep 2023)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (15 Jun 2018 to 7 Mar 2019)
    • [FCA CF] Client dealing (27 Jun 2017 to 25 Apr 2019)
    • [FCA CF] Material risk taker (27 Jun 2017 to 1 Dec 2021)
    • [FCA CF] Significant management (27 Jun 2017 to 1 Dec 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (15 Jun 2018 to 7 Mar 2019)
    • [FCA CF] Client dealing (27 Jun 2017 to 25 Apr 2019)
    • [FCA CF] Material risk taker (27 Jun 2017 to 1 Sep 2023)
    • [FCA CF] Significant management (27 Jun 2017 to 1 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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