Trevor Pinder

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pense Limited (no longer approved here)

    FRN 231629

    • [FCA CF] Functions requiring qualifications (31 Oct 2020 to 14 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 14 Feb 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Aug 2021)
    • Responsibility for MCD Intermediation (18 Nov 2019 to 27 Aug 2021)
    • CF10 Compliance Oversight (18 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Nov 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (18 Nov 2019 to 27 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (28 Apr 2004 to 1 Dec 2008)
    • CF1 Director (28 Apr 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Apr 2004 to 31 Oct 2007)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (1 Dec 2001 to 31 Mar 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.