Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (22 Feb 2021 to 31 Mar 2024)
    • CF30 Customer (19 Feb 2021 to 31 Mar 2024)
  • Platinum Financial Planning Limited (no longer approved here)

    FRN 409778

    • Employed By (19 Feb 2021 to 31 Mar 2024)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (6 Nov 2018 to 8 Dec 2019)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (7 Aug 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.