Trevor Joseph Pugh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP

    FRN 433422

    • [FCA CF] Manager of certification employee (since 8 Jul 2024)
    • [FCA CF] Significant management (since 8 Jul 2024)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (1 Mar 2022 to 31 May 2024)
    • [FCA CF] Manager of certification employee (1 Mar 2022 to 31 May 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 Dec 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.