Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Sep 2024)
    • Responsible for Insurance Distribution (since 16 Sep 2024)
    • SMF16 Compliance Oversight (since 16 Sep 2024)
    • SMF3 Executive Director (since 16 Sep 2024)
    • Responsibility for MCD Intermediation (since 16 Sep 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 27 Sep 2012)
    • CF21 Investment Adviser (8 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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