Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 1 Apr 2020)
    • [FCA CF] Client dealing (since 1 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
    • CF30 Customer (20 Jun 2014 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF27 Investment Management (26 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.