Trevor James Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 12 May 2021)
    • CF1 Director (AR) (since 4 May 2021)
    • CF30 Customer (since 4 May 2021)
    • [FCA CF] Client dealing (since 28 Jan 2020)
    • [FCA CF] Functions requiring qualifications (28 Jan 2020 to 12 May 2021)
  • Mitchell Private Clients Limited

    FRN 948369

    • (2)Employed By (since 4 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF21 Investment Adviser (24 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Mar 2005 to 24 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.