Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mortgage and More Limited
FRN 651274
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 19 Oct 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF1 Director (13 Feb 2015 to 8 Dec 2019)
- Responsible for Insurance Mediation (13 Feb 2015 to 30 Sep 2018)
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ADVICE SOLUTIONS LIMITED
FRN 961681
- SMF3 Executive Director (since 27 Oct 2022)
- Responsibility for MCD Intermediation (since 27 Oct 2022)
- Responsible for Insurance Distribution (since 27 Oct 2022)
- SMF16 Compliance Oversight (since 27 Oct 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.