Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 7 Aug 2018)
- CF30 Customer (since 7 Aug 2018)
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T. Hill Associates Ltd
FRN 815410
- (1)Employed By (since 7 Aug 2018)
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- CF30 Customer (6 Aug 2015 to 31 Aug 2018)
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- (15)Employed By (6 Aug 2015 to 31 Aug 2018)
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- (16)Employed By (4 Mar 2013 to 28 May 2015)
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- (7)Employed By (4 Mar 2013 to 4 Mar 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Chrysalis Wealth Management Ltd
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controlled function added: (15)Employed By at Chrysalis Wealth Management Ltd
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controlled function added: (7)Employed By at Reach 4 Solutions Ltd
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controlled function added: (16)Employed By at I2I Financial Planning Group Ltd