Trevor Gordon Clark

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 May 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Aug 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Aug 2023)
    • Responsible for Insurance Mediation (24 Jan 2008 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 7 May 2024)
    • CF11 Money Laundering Reporting (6 Jul 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Jul 2007 to 8 Dec 2019)
    • CF1 Director (25 Jan 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 May 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (18 May 2006 to 31 Oct 2007)
  • Perspective (North West) Limited (no longer approved here)

    FRN 229808

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2024)
    • CF30 Customer (3 Aug 2018 to 8 Dec 2019)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF30 Customer (7 Oct 2010 to 25 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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