Trevor Glyn Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Jan 2014 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 20 Mar 2014)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Sep 2007 to 26 Oct 2007)
  • Alan Boswell & Company Limited (no longer approved here)

    FRN 211088

    • CF24 Pension Transfer Specialist (2 Oct 2002 to 31 Jan 2004)
    • CF21 Investment Adviser (2 Oct 2002 to 31 Jan 2004)
  • Sinclair Thomas Independent Financial Planning (no longer approved here)

    FRN 200758

    • (1)Employed By (9 May 2002 to 31 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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