Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Aug 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Aug 2023)
    • CF4 Partner (2 Apr 2009 to 9 Dec 2019)
    • CF30 Customer (21 Jan 2008 to 8 Dec 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.