Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 20 Jul 2020)
    • CF30 Customer (since 7 May 2020)
    • Employed By (since 3 Jan 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (3 Jan 2012 to 6 Sep 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (11 Feb 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jul 2003 to 11 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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