Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- CF30 Customer (8 Mar 2017 to 8 Dec 2019)
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- CF1 Director (AR) (11 May 2012 to 18 Apr 2017)
- CF4 Partner (AR) (8 Feb 2010 to 1 May 2012)
- CF30 Customer (1 Nov 2007 to 11 Jan 2010)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- (12)Employed By (3 Apr 2003 to 11 Jan 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.