Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CHL Finance Ltd
FRN 968077
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (24 Mar 2022 to 7 Jul 2023)
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- CF7 Sole Trader (AR) (14 Feb 2003 to 31 Jan 2007)
- CF21 Investment Adviser (1 Nov 2002 to 10 Nov 2004)
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- Employed By (14 Feb 2003 to 31 Jan 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.