Trevor David Griffin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- CF30 Customer (since 28 Jul 2023)
- CF1 Director (AR) (since 28 Jul 2023)
- Appointed representative dealing with clients for which they require qualification (since 11 Apr 2023)
Seeker Financial Planning Limited
FRN 999462
- (3)Employed By (since 28 Jul 2023)
Key Retirement Solutions Limited (no longer approved here)
FRN 224987
- CF1 Director (AR) (7 Apr 2022 to 31 May 2023)
- Appointed representative dealing with clients for which they require qualification (2 Jul 2021 to 31 May 2023)
Mortgage Advice Bureau Limited (no longer approved here)
FRN 455545
- Appointed representative dealing with clients for which they require qualification (30 Nov 2020 to 7 Aug 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.