Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (29 Mar 2021 to 30 Mar 2021)
- [PRA CF] Key function holder (29 Mar 2021 to 30 Mar 2021)
- [PRA CF] Managing a material risk taker (29 Mar 2021 to 30 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (29 Mar 2021 to 30 Mar 2021)
- [FCA CF] Algorithmic trading (29 Mar 2021 to 30 Mar 2021)
- [FCA CF] Benchmark submission and administration (29 Mar 2021 to 30 Mar 2021)
- [FCA CF] CASS oversight function (29 Mar 2021 to 30 Mar 2021)
- [FCA CF] Client dealing (29 Mar 2021 to 30 Mar 2021)
- [FCA CF] Functions requiring qualifications (29 Mar 2021 to 30 Mar 2021)
- [FCA CF] Manager of certification employee (29 Mar 2021 to 30 Mar 2021)
- [FCA CF] Material risk taker (29 Mar 2021 to 30 Mar 2021)
- [FCA CF] Proprietary trader (29 Mar 2021 to 30 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2026)
- Responsible for Insurance Mediation (15 Jan 2018 to 30 Sep 2018)
- CF1 Director (1 Mar 2012 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 23 Aug 2023)
- CF1 Director (3 Jul 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.