Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ludgate Investments Limited (no longer approved here)

    FRN 194783

    • CF2 Non Executive Director (19 Jan 2005 to 2 Oct 2012)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF2 Non Executive Director (9 Jan 2003 to 30 Jan 2004)
    • CF1 Director (1 Dec 2001 to 9 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2003)
    • CF27 Investment Management (1 Dec 2001 to 9 Jan 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.