Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF29 Significant management (18 May 2009 to 24 Jul 2012)
    • CF30 Customer (18 May 2009 to 24 Jul 2012)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (28 Jan 2009 to 18 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.