Trang Thi Hien Nguyen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Bilbao Vizcaya Argentaria SA

    FRN 139228

    • [FCA CF] Client dealing (since 23 Jun 2025)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (25 Jul 2022 to 13 Jun 2025)
    • [FCA CF] Client dealing (25 Jul 2022 to 13 Jun 2025)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Manager of certification employee (21 Oct 2021 to 11 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2022)
    • CF30 Customer (4 Feb 2011 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 13 Jun 2008)
    • CF21 Investment Adviser (30 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.