Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 4 Dec 2020)
    • CF30 Customer (since 22 Mar 2017)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Dec 2020)
    • CF30 Customer (28 Jul 2010 to 11 Jul 2014)
    • (1)Employed By (since 13 Oct 2020)
    • (3)Employed By (1 Dec 2001 to 23 Dec 2004)
  • Bray Wealth Management Limited (no longer approved here)

    FRN 214806

    • Employed By (22 Mar 2017 to 27 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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