Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Henderson Moore Financial Solutions Ltd
FRN 159902
- (1)Employed By (since 15 Mar 2024)
- (4)Employed By (27 Nov 2003 to 5 Feb 2004)
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Feb 2024)
- CF30 Customer (1 Nov 2007 to 29 Aug 2012)
- CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Jun 2005 to 28 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Henderson Moore Financial Solutions Ltd
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controlled function added: (4)Employed By at Henderson Moore Financial Solutions Ltd
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controlled function added: (1)Employed By at Henderson Moore Financial Solutions Ltd