Tracy Nadine Redshaw

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Doyle & Palmer Wealth Management Limited

    FRN 836767

    • (6)Employed By (since 7 Jul 2024)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 Dec 2023)
    • CF30 Customer (since 9 Nov 2023)
    • CF1 Director (AR) (9 Nov 2023 to 11 Jul 2024)
    • CF30 Customer (20 Feb 2014 to 12 Nov 2018)
  • Active Financial Planning Ltd (no longer approved here)

    FRN 825895

    • Employed By (20 Dec 2023 to 7 Jul 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Dec 2023)
    • CF30 Customer (16 Nov 2018 to 20 Dec 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (17 Jul 2013 to 13 Sep 2013)
  • Complete Financial UK Trading Limited (no longer approved here)

    FRN 531673

    • Employed By (17 Jul 2013 to 13 Sep 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (14 Jun 2010 to 13 Apr 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 4 May 2009)
    • CF22 Investment Adviser (Trainee) (6 Feb 2006 to 30 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2005)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Apr 2009)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.