Tracy Michele Lendon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • [FCA CF] Client dealing (7 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (7 Mar 2021 to 31 Mar 2022)
    • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Aug 2009 to 20 Nov 2013)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
    • CF22 Investment Adviser (Trainee) (9 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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