Tracy Louisa Doree

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kindred Capital LLP (no longer approved here)

    FRN 750266

    • CF11 Money Laundering Reporting (3 Oct 2016 to 31 May 2018)
    • CF10 Compliance Oversight (3 Oct 2016 to 31 May 2018)
    • CF30 Customer (3 Oct 2016 to 31 May 2018)
    • CF4 Partner (3 Oct 2016 to 31 May 2018)
  • Midmar Capital LLP (no longer approved here)

    FRN 519772

    • CF4 Partner (AR) (20 Oct 2015 to 3 Oct 2016)
    • CF30 Customer (20 Oct 2015 to 3 Oct 2016)
  • MMC Ventures Limited (no longer approved here)

    FRN 193704

    • CF30 Customer (28 Oct 2008 to 30 Nov 2011)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
    • CF21 Investment Adviser (13 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.