Tracy Kay Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Advice Bureau Limited
FRN 455545
- CF4 Partner (AR) (since 7 Oct 2011)
- CF1 Director (AR) (13 Nov 2009 to 22 Sep 2011)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF4 Partner (AR) (since 7 Oct 2011)
- CF1 Director (AR) (since 13 Nov 2009)
Imogen Finance LLP
FRN 564344
- (1)Employed By (since 7 Oct 2011)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (18 Dec 2006 to 11 Nov 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.