Tracey Roberts

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 4 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (1 Aug 2016 to 7 Nov 2017)
    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (19 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Nov 2002 to 19 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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