Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 5 Sep 2023)
    • CF30 Customer (since 4 Sep 2023)
    • Employed By (since 4 Sep 2023)
    • Employed By (5 Aug 2008 to 14 Aug 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Aug 2023)
    • CF30 Customer (5 Aug 2008 to 14 Aug 2023)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (547)Employed By (23 Apr 2010 to 14 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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