Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 5 Sep 2023)
- CF30 Customer (since 4 Sep 2023)
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Tracey Pamela Gray
FRN 486954
- Employed By (since 4 Sep 2023)
- Employed By (5 Aug 2008 to 14 Aug 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Aug 2023)
- CF30 Customer (5 Aug 2008 to 14 Aug 2023)
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- (547)Employed By (23 Apr 2010 to 14 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
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