Tracey Michelle Bishop

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atomos Financial Planning Limited

    FRN 193503

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
    • CF30 Customer (since 13 Jan 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (12 Jun 2012 to 30 May 2014)
    • CF21 Investment Adviser (5 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Mar 2006 to 5 Dec 2006)
  • Bevan Associates (no longer approved here)

    FRN 402150

    • Employed By (28 Sep 2004 to 14 Feb 2006)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (3 Jun 2004 to 14 Feb 2006)
    • CF4 Partner (AR) (3 Jun 2004 to 14 Feb 2006)
    • CF22 Investment Adviser (Trainee) (25 Feb 2004 to 3 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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