Tracey Martine Elliott

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tracey Elliott Independent Mortgage Adviser Ltd

    FRN 1035398

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2025)
    • SMF3 Executive Director (since 11 Dec 2025)
  • Andrew Heptinstall Financial Services LLP

    FRN 486877

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF11 Money Laundering Reporting (30 Mar 2011 to 30 Mar 2013)
    • CF4 Partner (30 Mar 2011 to 5 Aug 2014)
    • CF10 Compliance Oversight (30 Mar 2011 to 30 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.