Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Feb 2023)
    • CF30 Customer (since 1 Feb 2023)
    • (8)Employed By (since 1 Feb 2023)
  • REGAN FINANCIAL LIMITED (no longer approved here)

    FRN 506821

    • [FCA CF] Client dealing (20 Jan 2021 to 30 Nov 2022)
    • [FCA CF] Functions requiring qualifications (20 Jan 2021 to 30 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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