Tracey Louise Cooke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Countrywide Principal Services Limited (no longer approved here)

    FRN 301684

    • [FCA CF] Functions requiring qualifications (3 Apr 2020 to 17 May 2021)
    • [FCA CF] Manager of certification employee (3 Apr 2020 to 17 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jan 2005 to 19 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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