Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (13 Jul 2021 to 31 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (13 Jul 2021 to 31 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2022)
- [FCA CF] CASS oversight function (9 Dec 2019 to 31 Mar 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2022)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.